| 19-02053 | 02/05/2021 | Claimant(s): Beverley Schottenstein, Beverly B. Schottenstein, as Co-Trustee
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): Avi Schottenstein, Evan Schottenstein, J.P. Morgan Securities
Respondent Lawyers(s): Gabrielle L. Gould, Jonathan J. Brennan, Robert C. Harris
Arbitrator(s): James M. Scutti, David Rich, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
|  | $18,947,500 |
| 20-01582 | 02/05/2021 | Claimant(s): Robert Mangine
Claimant Lawyers(s): Richard S. Wayne
Respondent(s): Charles Schwab & Co.., James Albert
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
| | $0 |
| 19-02864 | 02/04/2021 | Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 20-01479 | 02/04/2021 | Claimant(s): Howard Lorch, Patricia Bonnot
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | $0 |
| 20-01664 | 02/04/2021 | Claimant(s): Jeffrey Diamond, Zachary Morris
Claimant Lawyers(s): Eugene L. Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger
Hearing Site: New York, NY
| | $0 |
| 20-01838 | 02/04/2021 | Claimant(s): James Peters
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services
Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02415 | 02/04/2021 | Claimant(s): Mary Anne Cunney
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Amy Curley, Morgan Stanley, Raymond George
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Elizabeth Gilbert, Eugene G. P. Byrne, Sofia Balile
Hearing Site: New York, NY
| | $309,038 |
| 19-02564 | 02/04/2021 | Claimant(s): Shaheen Aulakh
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | $0 |
| 20-01970 | 02/04/2021 | Claimant(s): Barbara Minkowitz
Claimant Lawyers(s): Barbara Minkowitz
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: Jersey City, NJ
| | $0 |
| 19-03818 | 02/03/2021 | Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
| | $0 |
