Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01436 | 09/30/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Sara Soto Respondent(s): Kevin Newmuis Respondent Lawyers(s): Kevin Darnell Newmuis Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA | ||
| 23-00534 | 09/30/2024 | Claimant(s): Robert Thomas Claimant Lawyers(s): Michael Bessette Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Gregg J. Brietbart Arbitrator(s): Frederick W. Keuthen, Robert L. Chase, John James McGovern Hearing Site: Augusta, ME | ||
| 23-02973 | 09/30/2024 | Claimant(s): Joshua Alloway Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Joseph Two Arbitrator(s): Christopher M. McMurray Hearing Site: Richmond, VA | ||
| 23-02851 | 09/30/2024 | Claimant(s): Ryan Malloch Claimant Lawyers(s): Peter Lindholm Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 24-00505 | 09/27/2024 | Claimant(s): Anthony Slaybaugh Claimant Lawyers(s): Alexander Padla Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael Arnold Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 24-00236 | 09/26/2024 | Claimant(s): Rudolf Molnar Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Kausmeier Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders Hearing Site: Tampa, FL | ||
| 23-03594 | 09/26/2024 | Claimant(s): Santo Dimino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stephen James McLaughlin Hearing Site: Boston, MA | ||
| 23-01227 | 09/26/2024 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 23-02793 | 09/26/2024 | Claimant(s): Peter Marshall Claimant Lawyers(s): Craig Riha Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lawrence Barbot Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine Hearing Site: New York, NY | ||
| 24-00110 | 09/26/2024 | Claimant(s): Tony Toska Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL |