23-01113 | 08/20/2024 | Claimant(s): Brett Wilzbach Claimant Lawyers(s): Anthony Conte Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Andrea J. Goldman, Carol Ellen Carson, Timothy N. Souris Hearing Site: Boston, MA
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23-02850 | 08/07/2024 | Claimant(s): Neil Collins Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA
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23-02809 | 06/25/2024 | Claimant(s): James Desrocher Claimant Lawyers(s): Brian Luther Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Thomas Drogan Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA
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23-02771 | 06/07/2024 | Claimant(s): Kent Fitzpatrick Claimant Lawyers(s): Brian Luther Respondent(s): NFP Securities. Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Stephen James McLaughlin Hearing Site: Boston, MA
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23-03614 | 06/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Brian Chicas Respondent Lawyers(s): Brian Ariel Chicas Arbitrator(s): B. John Dill Hearing Site: Boston, MA
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21-02086 | 05/07/2024 | Claimant(s): Gerry Reardon Claimant Lawyers(s): Robert Loventhal Respondent(s): Glen Dowden, Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton, William A. Haddad Arbitrator(s): Howard N. Gorney, Stewart John Smith Hearing Site: Boston, MA
| | Expungement |
23-00170 | 04/16/2024 | Claimant(s): David Pogorelc Claimant Lawyers(s): Christopher J. Major Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Andrew J. Melnick Arbitrator(s): Howard N. Gorney, Jeff Spears, Stephen James McLaughlin Hearing Site: Boston, MA
| | $0 |
23-02937 | 03/25/2024 | Claimant(s): Candida Bobonis Roig, Dario Ochoa Garcia, Franco Fullana, Lizzette Bobonis Roig Claimant Lawyers(s): David I. Hantman Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA
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23-03118 | 03/06/2024 | Claimant(s): Robert Driscoll, Sheila Driscoll Claimant Lawyers(s): Michael Hill Respondent(s): Martin Noonan Respondent Lawyers(s): Martin Noonan Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA
| | $63,825 |
23-01590 | 02/22/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Jason Barella Respondent Lawyers(s): Jason Barella Arbitrator(s): Gail Sillman Hearing Site: Boston, MA
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