| 23-03231 | 10/21/2024 | Claimant(s): Anita Marchesani, Colleen Stremel, Douglas Hodczak, Frank Marchesani, Lauren LaPlante-Rottman IRA, Scotty Beevers
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): John Pisapia, Chelsea Financial Services
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Denise L. Presley, Gene M. Bauer, John George Neylon
Hearing Site: Boston, MA
|  | Dismissed by Rule 12206(a) |
| 20-02397 | 01/11/2022 | Claimant(s): Amended and Restated Julian I. Stoopler
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Gerald Silverman, Sue Ellen D'Arcangelo, Michael Bracchi
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-01761 | 12/27/2018 | Claimant(s): Bruce L. Sanft IRA, Bruce L. Sanft Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Fredric R. Dichter, Thomas W. Allen, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-00554 | 12/11/2018 | Claimant(s): Muhammad Munir, Uzma Munir, Muhammad Munir SEP IRA, Muhammad and Uzma Munir
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Lita S Menkin, Jack A. Helms, John Winslow Griesser
Hearing Site: Nashville, TN
| | Expungement |
| 18-01756 | 11/13/2018 | Claimant(s): John and Jane Fuchs
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Paul Weinberg, Gilbert A. Schnirman, Will Murphy
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
| 17-02232 | 09/18/2018 | Claimant(s): Avi Tansman Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00522 | 08/28/2018 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Leonard Michael Cusano, Sidney J. Wartel, John Rinaldi
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02717 | 09/29/2017 | Claimant(s): Isaac J. Anidjar TTEE, Sultana R. Anidjar TTEE
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Fredric R. Dichter, Harris Gally, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00306 | 04/18/2017 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Allen Kilik, Peter A. Portley, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00046 | 06/28/2016 | Claimant(s): John Hamann, Peggy Hamann
Claimant Lawyers(s): Gary S. Menzer, Jeffrey R. Sonn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Charles Scott McClellan, Clydia Jean Cuykendall, Joel I. Beerman
Hearing Site: Seattle, WA
| | Expungement |
