| 23-01104 | 12/19/2023 | Claimant(s): Mark Matthes
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Paul Weinberg, William Kent Brown, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL
| | |
| 20-02666 | 02/09/2022 | Claimant(s): Carol A. Mastics, individually for the, Carole Mastics Rev Tr Dtd 03/28/2011
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Monica I. Salis, Paul Weinberg, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
|  | Expungement |
| 18-04274 | 04/29/2020 | Claimant(s): Ronald Carlson
Claimant Lawyers(s): Ronald N. Carlson
Respondent(s): Wells Fargo Clearing Services, Prudential Annuities Distributors.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul Weinberg, Joseph Benalt, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01756 | 11/13/2018 | Claimant(s): John and Jane Fuchs
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Paul Weinberg, Gilbert A. Schnirman, Will Murphy
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
| 17-00327 | 03/06/2018 | Claimant(s): Vicente Aguirre and Victor C. Vazquez
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Lydia Velez Santiago
Arbitrator(s): Paul Weinberg, Don G Miller, Donald Ervin Cope
Hearing Site: San Juan, PR
| | Stipulated Award |
| 15-02282 | 12/19/2017 | Claimant(s): Olga Garcia Vincenty
Claimant Lawyers(s): Luis J. Acevedo-Bengoechea
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): David J. Butler, Salvador J. Antonetti-Stutts
Arbitrator(s): Paul Weinberg, Robert G. Falbisaner, Debra Black Leo
Hearing Site: San Juan, PR
| | Expungement |
| 17-00252 | 06/23/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 16-00499 | 05/09/2017 | Claimant(s): Terry Denisco Rev Tr Terry Denisco TTEE
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Paul Weinberg, Jeffrey Scott Shapiro
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03029 | 06/20/2014 | Claimant(s): Christopher Raine
Claimant Lawyers(s): Christopher Howard Raine
Respondent(s): Brian Falabella, Donald Wojnowski
Respondent Lawyers(s): Dan Druz, Neil S. Baritz
Arbitrator(s): Paul Weinberg
Hearing Site: New York, NY
| | $4,523 |
| 12-00692 | 09/25/2013 | Claimant(s): Michael Elmameh, K.R. Services USA
Claimant Lawyers(s): Gerald Krovatin
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Paul Weinberg, Martin A. Edelstein, Ira S. Cure
Hearing Site: New York, NY
| | $0 |
