| 23-01104 | 12/19/2023 | Claimant(s): Mark Matthes
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Paul Weinberg, William Kent Brown, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL
| | |
| 23-01131 | 11/13/2023 | Claimant(s): Charles McAfee
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins
Hearing Site: Boca Raton, FL
| | |
| 21-03083 | 07/20/2022 | Claimant(s): Estate of Nicole B. Reuben
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Mark C. Perry, Richard W. Epstein, Mark David Hunter
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-00695 | 12/20/2021 | Claimant(s): Ralph Femminella
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Gary A. Klein, Will Murphy, Isadora Velazquez-Rivas
Hearing Site: Boca Raton, FL
| | |
| 20-04159 | 10/15/2021 | Claimant(s): Glen Simmonds
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Michael P. Schiff, Paul J. Burkhart, James Michael LaBonte
Hearing Site: Boca Raton, FL
| | |
| 18-04085 | 03/02/2020 | Claimant(s): Cathy Mina, IRA, Louis Mina IRA, Cathy R. Mina, Rev. Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Gary M. Landau, David P. Slater, Robert Stanley Zack
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01739 | 02/13/2020 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Kenneth Vaishville
Respondent Lawyers(s): Kenneth Vaishville
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
| | |
| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
| | |
| 17-03283 | 06/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Cohen
Respondent Lawyers(s): Ira Marcus
Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
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