| 23-02624 | 07/01/2024 | Claimant(s): Sheree Gaines-Lawrence
Claimant Lawyers(s): Sheree Gaines-Lawrence
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman
Hearing Site: Charlotte, NC
| | |
| 23-01462 | 11/15/2023 | Claimant(s): Donald Johnson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Reno, NV
| | |
| 23-01131 | 11/13/2023 | Claimant(s): Charles McAfee
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins
Hearing Site: Boca Raton, FL
| | |
| 19-00953 | 02/08/2023 | Claimant(s): Ann Goldberg, Marc Goldberg
Claimant Lawyers(s): Gary Menzer
Respondent(s): Corey Engelhard, Wells Fargo Advisors
Respondent Lawyers(s): Christopher M. Sacco, Paul Yarns
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
|  | Expungement |
| 22-00289 | 10/04/2022 | Claimant(s): Juan Ley
Claimant Lawyers(s): Cory L. Braddock
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Louis M. Parker, Adam Dylan Wick, Carrie Lynette Thompson Jones
Hearing Site: Phoenix, AZ
| | |
| 20-03118 | 09/15/2021 | Claimant(s): Jay Cunningham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
| | |
| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Robert David Epstein
Hearing Site: Columbus, OH
| | |
| 20-02724 | 04/13/2021 | Claimant(s): Mark Byelich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
| | |
| 20-01698 | 02/19/2021 | Claimant(s): Estate of George F. Kalil
Claimant Lawyers(s): Tom Slutes
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Marc Kalish, Jay Lawrence Witkin, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
| | $0 |
| 20-01917 | 12/23/2020 | Claimant(s): Robert Valley, RAV-86 Associates, 1986 Valley Family Trust
Claimant Lawyers(s): Robert Valley
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Steven S. Manos
Hearing Site: New London, CT
| | $0 |
