20-02367 | 03/19/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
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20-01917 | 12/23/2020 | Claimant(s): Robert Valley, RAV-86 Associates, 1986 Valley Family Trust Claimant Lawyers(s): Robert Valley Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Paul Yarns Arbitrator(s): Steven S. Manos Hearing Site: New London, CT
| | $0 |
17-03106 | 03/20/2020 | Claimant(s): Randy O'Brien, William O'Brien, Randy O'Brien owner ROTH IRA, Randy O'Brien owner Traditional IRA, William F. O'Brien, Jr. owner ROTH IRA, Randy and William Francis O'Brien, Randy O'Brien Trust, Seth E. Ellis Esq. The O'Brien Family, Seth E. Ellis The O'Brien Family Irrevoc, The O'Brien Family Irrevocable Life Insu, The O'Brien Family Irrevocable Trust, Jr. Trust, 529 Plan FBO Conor O'Brien UTMA, 529 Plan FBO Molly O'Brien UTMA, MSB FBO WR Acquisitions, L.P. - WR Asset, WR Acquisitions LP WR Asset Management, WR Asset Management Claimant Lawyers(s): Brian M. Haney Respondent(s): Morgan Stanley, Jonathan Lonske Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): John Joseph Cotter, Andrea J. Goldman, Steven S. Manos Hearing Site: Boston, MA
| | $0 |
16-00653 | 11/08/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Mark Adams Respondent Lawyers(s): Mark Adams Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
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18-02756 | 04/10/2019 | Claimant(s): Jonathan Hyett Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
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06-01354 | 10/16/2015 | Claimant(s): Adele Simonds Claimant Lawyers(s): Adele Simonds Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jacqueline Marie Pierre, Howard N. Gorney, Steven S. Manos Hearing Site: Boston, MA
| | $0 |
12-00601 | 01/16/2014 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): David G. Russell Respondent(s): Ian Lowitt, Martin Courage, Mitchell Cox, Preston McSwain, Stephen Houston, Thomas Kalaris, Barclays Bank PLC Respondent Lawyers(s): David G. Russell, Lisa G. Arrowood Arbitrator(s): Christine Armstrong, Tom L. Peterson, Steven S. Manos Hearing Site: Boston, MA
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11-04177 | 07/12/2013 | Claimant(s): Joseph Calabrese Claimant Lawyers(s): Jenny L. Margeson Respondent(s): Phillip Cheney, RBC Capital Markets LLC Respondent Lawyers(s): Joseph Keenan Arbitrator(s): Brian J. Dunn, James Alden Lincoln, Steven S. Manos Hearing Site: Boston, MA
| | Expungement |
10-04080 | 09/11/2012 | Claimant(s): Lehman Brothers Holdings Inc. as assigne Claimant Lawyers(s): Barry S. Gold Respondent(s): Robert Reilly Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos Hearing Site: Boston, MA
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10-05715 | 07/09/2012 | Claimant(s): Janet Schmidt, MJN Construction, The Schmidt Family Trust Claimant Lawyers(s): Eileen M. Donoghue Respondent(s): UBS Financial Services Inc., Laurence Knowlton, Robert Cataldo Respondent Lawyers(s): Jeffrey L. Friedman, Robert Anthony Cataldo Arbitrator(s): Richard J. Grahn, William R Harding, Steven S. Manos Hearing Site: Boston, MA
| | $809,500 |