| 23-00164 | 04/06/2023 | Claimant(s): Josef Najar
Claimant Lawyers(s): David E. Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack
Hearing Site: New York, NY
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| 20-00377 | 09/23/2021 | Claimant(s): Benjamin Mahdavi
Claimant Lawyers(s): Frances Menzer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Scott T. Nonaka
Arbitrator(s): Barbara M. Anscher
Hearing Site: San Francisco, CA
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| 20-00008 | 07/14/2021 | Claimant(s): Howard Alexander
Claimant Lawyers(s): Keith Markel
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): James D. Yellen, Albert Rizzo, Piotr Seweryn Wojtowicz
Hearing Site: New York, NY
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| 20-01736 | 03/29/2021 | Claimant(s): Philip Weyhe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
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| 18-01288 | 02/08/2021 | Claimant(s): David Romhilt
Claimant Lawyers(s): Sandra Lahens
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Ross E. Firsenbaum
Arbitrator(s): Douglas F. Stone, Ivan W. Harper, Michael S. Lazan
Hearing Site: New York, NY
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| 19-02188 | 01/08/2021 | Claimant(s): Sandra Etienne
Claimant Lawyers(s): Locksley O. Wade
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Madelon M. Rosenfeld, Robert E. Anderson, Roger B. Jacobs
Hearing Site: New York, NY
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| 19-00077 | 05/12/2020 | Claimant(s): Amit Mehrotra
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Roger Loeb, Judith B Weinstock, Gerald M. Levine
Hearing Site: New York, NY
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| 18-02042 | 11/26/2019 | Claimant(s): Vikash Jha, Vikram Ramani
Claimant Lawyers(s): Brian Heller
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Alexander J. Kellermann
Arbitrator(s): Bryan Lane Berson, Michael Peter Graff, Alan L. Stein
Hearing Site: New York, NY
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| 18-04248 | 06/12/2019 | Claimant(s): Yatin Sampat
Claimant Lawyers(s): Yatin Sampat
Respondent(s): Barclays Capital Inc., optionsXpress.
Respondent Lawyers(s): David G. Russell, Joseph L. Siders
Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 17-01862 | 10/16/2018 | Claimant(s): Russell Katz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Roger B. Jacobs, Hashim Ghadiali, Michael McDermott
Hearing Site: New York, NY
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