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FINRA Awards for Scott T. Nonaka

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0091803/22/2022Claimant(s): Jalaleddin Afifi
Claimant Lawyers(s): Robert Gonser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Scott T. Nonaka
Arbitrator(s): Dean J. Dietrich, Julianne Averill, Andrew Kennon Jennings
Hearing Site: San Francisco, CA
20-0037709/23/2021Claimant(s): Benjamin Mahdavi
Claimant Lawyers(s): Frances Menzer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Scott T. Nonaka
Arbitrator(s): Barbara M. Anscher
Hearing Site: San Francisco, CA
14-0093712/27/2016Claimant(s): BTIG
Claimant Lawyers(s): Scott T. Nonaka
Respondent(s): Ahmad Moussavi, David Connors, Deirdre McCoy, Jacques Tizabi, Jay Chapler, M. Khan, Marc Wade, Mark Valentine, Michael Cheng, Nima Montazeri, Sam Halim, Scott Dorey, BHP International Markets, Ltd., Floyd Associates., Silver Leaf Partners
Respondent Lawyers(s): Anthony S. Kikivarakis, Harry Delagrammatikas, John R. Loftus, Kasey Curtis, Liam O' Brien, Mark E. Valentine, Steven M. Goldsobel, Stuart A. Shanus
Arbitrator(s): Robert D. Sussin, Michael W. Burnett, Alan Bert Nishimura
Hearing Site: Los Angeles, CA

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