Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01729 | 12/17/2021 | Claimant(s): Benjamin Lau Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Travis L. Salmon Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 19-03817 | 12/06/2021 | Claimant(s): D. Blankenship Claimant Lawyers(s): Frances Menzer Respondent(s): Independent Financial Group. Respondent Lawyers(s): Robert L. Gonser Arbitrator(s): David Sear, Randy R. Maher, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 20-00377 | 09/23/2021 | Claimant(s): Benjamin Mahdavi Claimant Lawyers(s): Frances Menzer Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Scott T. Nonaka Arbitrator(s): Barbara M. Anscher Hearing Site: San Francisco, CA | ||
| 19-03221 | 07/30/2021 | Claimant(s): Brittany Russell Claimant Lawyers(s): Frances Menzer Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Stanley Yorsz, Catherine Stewart, Mark A. Sipper Hearing Site: Pittsburgh, PA | ||
| 20-02985 | 07/27/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA | ||
| 20-02563 | 07/20/2021 | Claimant(s): Aaron Leatherwood Claimant Lawyers(s): Frances Menzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 20-02716 | 07/01/2021 | Claimant(s): Norman Robertson Claimant Lawyers(s): Frances Menzer Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Frances Menzer Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-02984 | 06/14/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): WAMU Investments. Respondent Lawyers(s): James H. David Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-02794 | 06/10/2021 | Claimant(s): Daniel Neil Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad E. Weaver Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA |