24-00878 | 09/24/2024 | Claimant(s): Monica Villarreal Claimant Lawyers(s): Monica Daniela Villarreal Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): Katie Kimbrell Arbitrator(s): Mitchell Lee Lathrop, Jason E. Murtagh, Cynthia Helene Cwik Hearing Site: San Diego, CA
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23-00986 | 09/27/2023 | Claimant(s): Philip Bradshaw Claimant Lawyers(s): Katherine S. Bowles Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Daryl S. Landy Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA
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23-01205 | 09/11/2023 | Claimant(s): Patrick Cree Claimant Lawyers(s): Patrick H Cree Respondent(s): Capital Growth Resources Respondent Lawyers(s): Walter Miller Arbitrator(s): Kelly A. Barker, Mitchell Lee Lathrop, Loyd A Wright Hearing Site: San Diego, CA
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20-01120 | 07/26/2023 | Claimant(s): Health and Wellness Lifestyle Club LLC Claimant Lawyers(s): Richard Frankowski Respondent(s): Carolyn Valentine, H. Beck. Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | $0 |
21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust Claimant Lawyers(s): Gary Mark Brewer Respondent(s): Christopher Taylor, Kestra Investment Services Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
20-02985 | 07/27/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA
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19-01360 | 11/22/2019 | Claimant(s): Terrance Arges Claimant Lawyers(s): Kevin J. Mirch Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey Hearing Site: San Diego, CA
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18-03406 | 05/31/2019 | Claimant(s): Michael Frager Claimant Lawyers(s): R. Craig Zafis Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA
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18-01040 | 08/30/2018 | Claimant(s): Timothy Cusick Claimant Lawyers(s): William P. Keith Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Kevin K. Forrester, Brian William Heublein, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Expungement |
16-01450 | 01/05/2018 | Claimant(s): Donna Gambee Claimant Lawyers(s): Charles H. Field Respondent(s): David Barber, Madison Avenue Securities, Llc Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Deanna J. Johnson, Janice L. Sperow, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | $1,945,400 |