| 23-02966 | 10/01/2024 | Claimant(s): Steven Perrmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Madison Avenue Securities, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Ryan P. Friel
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | |
| 23-01271 | 01/19/2024 | Claimant(s): Gail Jensen, Martin McNees
Claimant Lawyers(s): Bradley Ziegler
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): John C. Gray
Arbitrator(s): Mark R. Lee, Ronald N. Roth, Vytas Tarulis
Hearing Site: San Diego, CA
| | |
| 22-00861 | 11/29/2022 | Claimant(s): Michael Ballard
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Bradley Ziegler
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | |
| 21-03078 | 08/23/2022 | Claimant(s): Tod Lenhoff
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Financial West Group, Madison Avenue Securities
Respondent Lawyers(s): Gene Valentine, Jeffrey S. Kob
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 20-03176 | 07/02/2021 | Claimant(s): Meagan Phelps
Claimant Lawyers(s): Zachary Hayes- Macaluso
Respondent(s): Madison Avenue Securities, Syndicated Capital.
Respondent Lawyers(s): Faith Lee, Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | |
| 20-00778 | 03/02/2021 | Claimant(s): Christopher Jacob
Claimant Lawyers(s): Brian Luther
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Robert J. Gryzmala
Hearing Site: St. Louis, MO
| | |
| 18-01756 | 11/13/2018 | Claimant(s): John and Jane Fuchs
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Paul Weinberg, Gilbert A. Schnirman, Will Murphy
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12504 |
| 16-01450 | 01/05/2018 | Claimant(s): Donna Gambee
Claimant Lawyers(s): Charles H. Field
Respondent(s): David Barber, Madison Avenue Securities, Llc
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Deanna J. Johnson, Janice L. Sperow, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | $1,945,400 |
