Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00773 | 10/02/2024 | Claimant(s): Christopher Gordon Claimant Lawyers(s): Stephan Louviere Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Peter Ordower, Benjamin F. Breslauer, Neil Harvey Smith Hearing Site: Baltimore, MD | ||
| 23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-03020 | 07/15/2024 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-02848 | 06/20/2024 | Claimant(s): Pasquale Pisani Claimant Lawyers(s): Stephan Louviere Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: Jersey City, NJ | ||
| 23-02781 | 06/18/2024 | Claimant(s): Gary Nuccio, Matthew Nuccio Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): A. Rene Hollyer Hearing Site: New York, NY | ||
| 23-02904 | 06/07/2024 | Claimant(s): Roberto Costa Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kalie M. Maniglia Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 23-02742 | 05/21/2024 | Claimant(s): Richard Grodin Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 23-02761 | 05/21/2024 | Claimant(s): Joseph Diorio Claimant Lawyers(s): Stephan Louviere Respondent(s): J.J.B. Hilliard, W.L. Lyons, Banc of America Investment Services Inc. Respondent Lawyers(s): Katelyn H. Wilson, Todd A. Holleman Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 23-02687 | 04/24/2024 | Claimant(s): Connor Aronis Claimant Lawyers(s): Stephan Louviere Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Michael J Norton Hearing Site: Wichita, KS | ||
| 23-01937 | 04/15/2024 | Claimant(s): Donald Laurence Claimant Lawyers(s): Stephan Louviere Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): David M. Clem Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX |