| 22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring
Hearing Site: Jersey City, NJ
|  | Expungement |
| 21-00120 | 08/13/2024 | Claimant(s): Ralph Shalom
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene Small
Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo
Hearing Site: Jersey City, NJ
| | Expungement |
| 22-02620 | 08/06/2024 | Claimant(s): Patrick Roth
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez
Hearing Site: Jersey City, NJ
| | Expungement |
| 23-02912 | 07/22/2024 | Claimant(s): Steven Maher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American Portfolios Financial Srvs., Next Financial Group.
Respondent Lawyers(s): Jennifer R. Cox, John T. Unger
Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams
Hearing Site: Jersey City, NJ
| | |
| 23-02111 | 07/19/2024 | Claimant(s): Robert Stefanelli
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Michele Misiti
Arbitrator(s): Alice E. Winkler, Paul Allan Massaro, Antonio Di Palma
Hearing Site: Jersey City, NJ
| | |
| 23-00028 | 07/11/2024 | Claimant(s): Lisa Idlett
Claimant Lawyers(s): John E. Jenkins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
| | |
| 23-02974 | 07/02/2024 | Claimant(s): Bradley Hargrave
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Edith M. Novack, Olugbenga Sopeju, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
| | |
| 23-02848 | 06/20/2024 | Claimant(s): Pasquale Pisani
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: Jersey City, NJ
| | |
| 23-03263 | 06/14/2024 | Claimant(s): Michael O'keefe
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
| | |
| 23-02856 | 06/05/2024 | Claimant(s): Gary Borowiec
Claimant Lawyers(s): Alex Padla
Respondent(s): 1717 Capital Management Company
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
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