| 23-00119 | 10/13/2023 | Claimant(s): Travis Dauchy
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors, USAA Financial Advisors.
Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz
Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
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| 22-02327 | 06/22/2023 | Claimant(s): Jonathan LeVar
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 21-01365 | 05/16/2022 | Claimant(s): Allen Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, J. B. Hanauer & Co.
Respondent Lawyers(s): Leyla Bari, Michael Naccarato
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 21-00999 | 12/21/2021 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David F. Feldstein
Arbitrator(s): Martin Jay Siegel, Joan M. Traub, Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 19-02927 | 05/12/2021 | Claimant(s): Douglas Evans, Hickory Capital
Claimant Lawyers(s): Douglas Evans
Respondent(s): Kevin Sullivan, GWFS Equities.
Respondent Lawyers(s): Michael R. Greco, Timothy J. Perry
Arbitrator(s): Joan Marie Chiusano, Paul Allan Massaro, Lisa Diane Love
Hearing Site: Jersey City, NJ
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| 20-03143 | 04/23/2021 | Claimant(s): Jason Lavigne
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 20-03159 | 03/08/2021 | Claimant(s): Rachel Leventhal
Claimant Lawyers(s): Jennifer Woods-Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 19-00913 | 01/12/2021 | Claimant(s): Martin Gerstenbluth
Claimant Lawyers(s): James Thomas McCarthy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 19-03489 | 05/29/2020 | Claimant(s): Ross Feigen
Claimant Lawyers(s): Maryana Feigen
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
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