| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Grove Point Investments, J.W. Cole Financial.
Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
| | |
| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): John Boatright
Respondent Lawyers(s): John Richard Boatright
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 23-01538 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 23-01537 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 23-01007 | 03/11/2024 | Claimant(s): Jesse Hadaway
Claimant Lawyers(s): Jesse G. Hadaway
Respondent(s): Michael Whitaker
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
|  | $0 |
| 22-01337 | 02/29/2024 | Claimant(s): The Knox Family Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Robert J. Scafuri, Mary O'Connell Smith, Portia Musselwhite
Hearing Site: St. Louis, MO
| | $75,000 |
| 23-02119 | 02/22/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gerald Cocuzzo
Respondent Lawyers(s): Gerald John Cocuzzo
Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren
Hearing Site: Boca Raton, FL
| | |
| 23-01335 | 12/11/2023 | Claimant(s): Christopher Rieger
Claimant Lawyers(s): Harris Freedman
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 23-00670 | 10/30/2023 | Claimant(s): Dianne Odom
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors
Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff
Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven
Hearing Site: Tampa, FL
| | |
| 22-02233 | 05/31/2023 | Claimant(s): Phyllis Strickland
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Daryl Calton, Calton & Associates.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Barbara M. Zak, Jay H. Feldstein, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
| | Dismissed with Rule 12206 |
