| 24-00496 | 08/14/2024 | Claimant(s): Hiive Markets Limited
Claimant Lawyers(s): Marc M. Yenicag
Respondent(s): Nextgentech Investments LLC
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
|  | $95,500 |
| 23-01537 | 03/22/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 23-01497 | 11/21/2023 | Claimant(s): Marc Seeherman
Claimant Lawyers(s): Steven E. Mellen
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): Jeffrey Alan Helewitz, Albert L. Akerman, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 22-02256 | 05/23/2023 | Claimant(s): Martin Petela
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Buckman, Buckman & Reid., Windsor Street Capital
Respondent Lawyers(s): John W. Stalanski, John Murphy
Arbitrator(s): Richard W. Vallario, Steven Gary Leventhal, Samuel A. Pilcer
Hearing Site: New York, NY
| | |
| 22-00653 | 03/10/2023 | Claimant(s): Oscar Starker, Powernet
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | $0 |
| 20-00670 | 11/15/2022 | Claimant(s): Christopher Burns
Claimant Lawyers(s): John David Singer
Respondent(s): Capital One Securities.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Joshua Mark Zucker, Steven Gary Leventhal, Michael David Blechman
Hearing Site: New York, NY
| | |
| 21-00141 | 09/26/2022 | Claimant(s): Fatima Menou
Claimant Lawyers(s): Scott Doherty
Respondent(s): Rohit Chaku, Xiao Huang, Barclays Capital.
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Robert J. Kheel, Leona Beane, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 21-00685 | 11/17/2021 | Claimant(s): Lawrence Ennis
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brendan T. Killeen
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 20-01902 | 11/12/2021 | Claimant(s): Ray Anthony San Pedro
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Samson
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
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