| 23-01092 | 10/18/2024 | Claimant(s): Dale Duchscherer
Claimant Lawyers(s): Brandon Dei
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Steven A. Harris, Michael S. Lazan, Cheung David Chhieng
Hearing Site: New York, NY
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| 23-02490 | 09/13/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jerrold E. Slutzky, Kenneth R. Starr, Carolyn E. Moore
Hearing Site: Tampa, FL
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| 23-01024 | 08/26/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities.
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Paul C. Kurland, Adam J. Ciffone, Melnia Annero Cordis
Hearing Site: New York, NY
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| 23-02619 | 08/22/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
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| 23-02486 | 08/19/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Shannon Nicole Boyd
Hearing Site: Tampa, FL
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| 23-02670 | 08/16/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
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| 23-02475 | 08/06/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Thomas J. Patka, Marilyn K. Dirks, John Alan Hawke
Hearing Site: Tampa, FL
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| 23-01209 | 06/14/2024 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Lynne M. Reid-McQueen, Richard E. Castiglioni, Brenda Hinton-Miller
Hearing Site: New York, NY
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| 23-00696 | 05/24/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Madelon M. Rosenfeld, Glen R. Stifelman, Eugene G. P. Byrne
Hearing Site: New York, NY
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| 23-02338 | 05/16/2024 | Claimant(s): Steven Mogul
Claimant Lawyers(s): Craig A. Riha
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
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