24-00565 | 11/26/2024 | Claimant(s): J Mckelvy Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Jeffrey P. Palmer Arbitrator(s): Richard H. Potter, Thomas R. Dreiling, Kenneth W. Gosliner Hearing Site: San Francisco, CA
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23-02566 | 10/14/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Hearing Site: Tampa, FL
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23-02671 | 09/25/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Nicholas John Taldone, Shanida De Gracia, John Arthur Riherd Hearing Site: Tampa, FL
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23-00587 | 09/13/2024 | Claimant(s): Carol Parks Claimant Lawyers(s): Jason Doss Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Gordon M. Wase, Armand Philip Lione, Julius P. Terrell Hearing Site: Washington, DC
| | Expungement |
23-02972 | 08/09/2024 | Claimant(s): Keith Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc. Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-02475 | 08/06/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas J. Patka, Marilyn K. Dirks, John Alan Hawke Hearing Site: Tampa, FL
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23-01501 | 06/10/2024 | Claimant(s): Robert Bass Claimant Lawyers(s): Edison F. Baldwin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Langfred W. White, Richard K. Smith, Alan Daniel Hall Hearing Site: Nashville, TN
| | $0 |
23-02764 | 05/08/2024 | Claimant(s): Robert Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Trae D. Meyr Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA
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22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust Claimant Lawyers(s): John J. Muldoon Respondent(s): Brad Goldberg, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington Hearing Site: Chicago, IL
| | $1 |
23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH
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