23-01113 | 08/20/2024 | Claimant(s): Brett Wilzbach Claimant Lawyers(s): Anthony Conte Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Andrea J. Goldman, Carol Ellen Carson, Timothy N. Souris Hearing Site: Boston, MA
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23-02972 | 08/09/2024 | Claimant(s): Keith Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc. Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-02475 | 08/06/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas J. Patka, Marilyn K. Dirks, John Alan Hawke Hearing Site: Tampa, FL
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23-01501 | 06/10/2024 | Claimant(s): Robert Bass Claimant Lawyers(s): Edison F. Baldwin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Langfred W. White, Richard K. Smith, Alan Daniel Hall Hearing Site: Nashville, TN
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23-02764 | 05/08/2024 | Claimant(s): Robert Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Trae D. Meyr Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA
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22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust Claimant Lawyers(s): John J. Muldoon Respondent(s): Brad Goldberg, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington Hearing Site: Chicago, IL
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23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH
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23-01417 | 11/21/2023 | Claimant(s): Charles Natt Claimant Lawyers(s): Adam Kauff Respondent(s): Morgan Stanley Respondent Lawyers(s): Alexandros Diplas Arbitrator(s): Susan C Lushing Hearing Site: New York, NY
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23-00389 | 10/06/2023 | Claimant(s): Scott Rose Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets., J.P. Morgan Securities Respondent Lawyers(s): Adam Kauff, Thomas J. Cahill Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: New York, NY
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23-00160 | 10/04/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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