Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust Claimant Lawyers(s): John J. Muldoon Respondent(s): Brad Goldberg, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington Hearing Site: Chicago, IL |  | $1 |
| 12-02144 | 08/11/2023 | Claimant(s): John Dietz, Luis Pernia, Estate of William V. Johnson, Bocagrande Trust, Pienza Trust, dissolved Pernia Family Trust Claimant Lawyers(s): Victor J. Pioli Respondent(s): Loria Financial Group, MPS-Loria Financial Planners, RIM Securities LLC, Rochdale Investment Management, Rochdale Offshore Management Respondent Lawyers(s): Jose A. Lopez, Nicholas P. Iavarone, Ronald P. Kane Arbitrator(s): Michael S. Matek, Susan L. Walker, Yana Karnaukhov Hearing Site: Chicago, IL | | $0 |