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FINRA Awards for John J. Muldoon

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0052603/13/2024Claimant(s): Patrick Troy, Patrick J. Troy Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Brad Goldberg, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington
Hearing Site: Chicago, IL
Checkmark Icon$1
19-0060907/24/2020Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Ksenia Pasochnik
Respondent Lawyers(s): Ksenia Pasochnik
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
Checkmark Icon$0
19-0300303/12/2020Claimant(s): tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Syed Ali
Respondent Lawyers(s): Syed Ali
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
Checkmark IconDismissed
17-0133503/22/2019Claimant(s): UTMA Accounts Ending 383 and 385, Wendy A. Davies Revocable Trust 3-16-07
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Ray J. Grzebielski, Alfonso Cobb
Hearing Site: Chicago, IL
Checkmark IconExpungement
18-0169011/29/2018Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Soo Park
Respondent Lawyers(s): Soo Park
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
Checkmark Icon$0
18-0169909/11/2018Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Babu Ramaraj
Respondent Lawyers(s): Babu Ramaraj
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark Icon$0
18-0168909/10/2018Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Grace Seo
Respondent Lawyers(s): Grace Seo
Arbitrator(s): Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$0
17-0073801/19/2018Claimant(s): Joanne and Vito Zanni
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Todd Morgan
Respondent Lawyers(s): Robert Zimmerman
Arbitrator(s): Lee H. Goodman, Akili Lucilla Estrella, Michael John Gallagher
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0296605/05/2017Claimant(s): The Estate of Helen Nottingham
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Kevin Benjamin
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0223404/14/2017Claimant(s): Nancy Montelbano
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Morgan Stanley, Stuart Zimmerman, Thomas Wielgos
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
Checkmark Icon$225

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