Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02973 | 09/30/2024 | Claimant(s): Joshua Alloway Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Joseph Two Arbitrator(s): Christopher M. McMurray Hearing Site: Richmond, VA | ||
| 23-01721 | 09/10/2024 | Claimant(s): William Collier Claimant Lawyers(s): William O. Collier Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sara Soto Arbitrator(s): Joyce A. Mitchell, David Paul Clark, David Ivan Brochstein Hearing Site: Richmond, VA |  | $0 |
| 23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA | ||
| 23-01180 | 01/29/2024 | Claimant(s): Devin Garofalo Claimant Lawyers(s): Devin J. Garofalo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA | ||
| 23-01459 | 01/25/2024 | Claimant(s): Michael Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Ella Beres Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 21-02289 | 01/02/2024 | Claimant(s): Justin Naughton Claimant Lawyers(s): Dennis E. Boyle Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Joseph J. Dougherty, Overman Randolph Rollins, Elizabeth Flannagan Edwards Hearing Site: Richmond, VA | | $75,603 |
| 23-00351 | 11/15/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Ryan Duffie Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley Hearing Site: Richmond, VA | ||
| 23-00404 | 11/14/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 23-00346 | 10/27/2023 | Claimant(s): James LaNeave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA | ||
| 23-01066 | 09/01/2023 | Claimant(s): Vande Vrede Family Trust Claimant Lawyers(s): Kenneth Vande Vrede Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Michael I. White Arbitrator(s): Geoffrey A. Drucker Hearing Site: Richmond, VA | | $300 |