23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA
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23-01180 | 01/29/2024 | Claimant(s): Devin Garofalo Claimant Lawyers(s): Devin J. Garofalo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA
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23-01459 | 01/25/2024 | Claimant(s): Michael Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Ella Beres Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA
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21-02289 | 01/02/2024 | Claimant(s): Justin Naughton Claimant Lawyers(s): Dennis E. Boyle Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Joseph J. Dougherty, Overman Randolph Rollins, Elizabeth Flannagan Edwards Hearing Site: Richmond, VA
| | $75,603 |
23-00351 | 11/15/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Ryan Duffie Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley Hearing Site: Richmond, VA
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23-00404 | 11/14/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA
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23-00346 | 10/27/2023 | Claimant(s): James LaNeave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA
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23-01066 | 09/01/2023 | Claimant(s): Vande Vrede Family Trust Claimant Lawyers(s): Kenneth Vande Vrede Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Michael I. White Arbitrator(s): Geoffrey A. Drucker Hearing Site: Richmond, VA
| | $300 |
20-01655 | 05/22/2023 | Claimant(s): Matthew Mooney, Williams Trading LLC Claimant Lawyers(s): Dale G. Mullen, Matthew Brian Mooney Respondent(s): Tourmaline Partners Respondent Lawyers(s): Julia M. Jordan Arbitrator(s): William James Pantele, Arthur B. O'Connell, JoAnne Lewis Nolte Hearing Site: Richmond, VA
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20-04075 | 04/19/2023 | Claimant(s): Truist Investment Services. Claimant Lawyers(s): John E MacDonald Respondent(s): Michael Hudgins Respondent Lawyers(s): Henry I. Willett Arbitrator(s): Thomas P. Talbot, Overman Randolph Rollins, Paul Dimitri Georgiadis Hearing Site: Richmond, VA
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