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FINRA Awards for Devin Garofalo

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0118001/29/2024Claimant(s): Devin Garofalo
Claimant Lawyers(s): Devin J. Garofalo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Mike West
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
20-0336603/03/2022Claimant(s): Jayne Di Vincenzo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Devin Garofalo
Respondent Lawyers(s): W.R. Baldwin
Arbitrator(s): Janice L. Burnham, JoAnne Lewis Nolte, Michael Andrew Glasser
Hearing Site: Norfolk, VA

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