Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04133 | 12/12/2019 | Claimant(s): James Walter Claimant Lawyers(s): James L. Kauffman Respondent(s): Cambridge Investment Research., Equity Concepts Respondent Lawyers(s): Todd Ratner Arbitrator(s): Carl F. Bowmer, Marcus G. Lashley, Peter H. Goldberg Hearing Site: Richmond, VA |  | $0 |
| 14-00091 | 02/09/2016 | Claimant(s): Rodney Shuck, April C. Shuck JTWROS w/Rodney Shuck Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert Charkovsky, William P. Loughnane, Marcus G. Lashley Hearing Site: Norfolk, VA | | Expungement |