Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00941 | 05/09/2022 | Claimant(s): Elizabeth Berlin, Stephen Berlin Claimant Lawyers(s): James L. Kauffman Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Robert E. Anderson, Edward W. Morris, William Stephen Mailander Hearing Site: Wilmington, DE |  | Expungement |
| 18-04133 | 12/12/2019 | Claimant(s): James Walter Claimant Lawyers(s): James L. Kauffman Respondent(s): Cambridge Investment Research., Equity Concepts Respondent Lawyers(s): Todd Ratner Arbitrator(s): Carl F. Bowmer, Marcus G. Lashley, Peter H. Goldberg Hearing Site: Richmond, VA | | $0 |
| 13-00024 | 10/28/2013 | Claimant(s): Patricia Armstrong Claimant Lawyers(s): James L. Kauffman Respondent(s): Raymond James Financial Services., Morgan Stanley & Co. Respondent Lawyers(s): Terrence A. Bostic, William A. Hohauser Arbitrator(s): Douglas Earl McLaren, Joyce A. Mitchell, Olivia Milbank Farrar Hearing Site: Washington, DC | | $0 |