Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00625 | 09/16/2022 | Claimant(s): Jaivin Karnani Claimant Lawyers(s): Marc Seldin Rosen Respondent(s): Futu Inc Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Arthur B. O'Connell, Carl F. Bowmer, Gregory Hunter Mathews Hearing Site: Richmond, VA |  | $0 |
| 22-00127 | 07/06/2022 | Claimant(s): Dilusso Properties Corp. Claimant Lawyers(s): Eric Quetglas-Jordan Respondent(s): Santander Securities LLC Respondent Lawyers(s): Maria Elena Martinez Arbitrator(s): Marie G. Peterson, Carl F. Bowmer, Nancy Wiegers Greenwald Hearing Site: San Juan, PR | | Dismissed by Rule 12206 |
| 20-03666 | 03/05/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Todd E. Ratner Respondent(s): Brian O'Neill Respondent Lawyers(s): Brian O'Neill Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-04126 | 02/13/2020 | Claimant(s): Jeffrey Walter Claimant Lawyers(s): James L Kauffman Respondent(s): Cambridge Investment Research., Equity Concepts Respondent Lawyers(s): Todd Ratner Arbitrator(s): Michael J. Henke, Carl F. Bowmer, Javier Andres Colon Volgamore Hearing Site: Richmond, VA | | $0 |
| 19-01252 | 01/28/2020 | Claimant(s): Haider Sharifi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-04133 | 12/12/2019 | Claimant(s): James Walter Claimant Lawyers(s): James L. Kauffman Respondent(s): Cambridge Investment Research., Equity Concepts Respondent Lawyers(s): Todd Ratner Arbitrator(s): Carl F. Bowmer, Marcus G. Lashley, Peter H. Goldberg Hearing Site: Richmond, VA | | $0 |
| 18-01026 | 11/12/2018 | Claimant(s): Thomas Love Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-01699 | 09/11/2018 | Claimant(s): Tastyworks. Claimant Lawyers(s): John J. Muldoon Respondent(s): Babu Ramaraj Respondent Lawyers(s): Babu Ramaraj Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | | $0 |
| 17-00763 | 12/04/2017 | Claimant(s): Kyle Almond, Lynn Almond Claimant Lawyers(s): W. Scott Greco Respondent(s): Edward Jones Respondent Lawyers(s): Anitra T. Cassas Arbitrator(s): Rochelle K. Kaplan, Tina E. Patterson, Carl F. Bowmer Hearing Site: Richmond, VA | | Dismissed by Rule 12206 |
| 14-02072 | 04/18/2016 | Claimant(s): Sutton Investment LLC Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Jo Lanier Meeks Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | | $12,996 |