Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01755 | 01/29/2024 | Claimant(s): Bryan Wilczewski Claimant Lawyers(s): George C. Miller Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-03230 | 08/01/2022 | Claimant(s): Ryan Faley Claimant Lawyers(s): William M. Dailey Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso Arbitrator(s): Serge Krimnus Hearing Site: New York, NY | ||
| 19-03053 | 05/07/2020 | Claimant(s): Jeffrey Gore Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-00321 | 12/09/2019 | Claimant(s): Scott Kanai Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 18-00864 | 01/10/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 18-01026 | 11/12/2018 | Claimant(s): Thomas Love Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 18-00938 | 09/28/2018 | Claimant(s): William Warner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 17-01895 | 09/19/2018 | Claimant(s): David Peterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO | ||
| 18-00232 | 09/19/2018 | Claimant(s): John Hyland Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ |