Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01895 | 09/19/2018 | Claimant(s): David Peterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO | ||
| 06-02945 | 09/20/2007 | Claimant(s): David Peterson, IRA, David and Grace Peterson Claimant Lawyers(s): Jeffrey J. Lowe Respondent(s): A.G. Edwards & Sons., William Ferry Respondent Lawyers(s): William Patrick Ferry, William S. Port Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link Hearing Site: St. Louis, MO |  | $5,600 |