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FINRA Awards for Edward C. Lawrence

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0462701/23/2013Claimant(s): William Bud
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Meredith Sharoky
Arbitrator(s): Edward C. Lawrence, Thomas J. Ray, David F. Barrett
Hearing Site: St. Louis, MO
Checkmark IconExpungement
06-0294509/20/2007Claimant(s): David Peterson, IRA, David and Grace Peterson
Claimant Lawyers(s): Jeffrey J. Lowe
Respondent(s): A.G. Edwards & Sons., William Ferry
Respondent Lawyers(s): William Patrick Ferry, William S. Port
Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link
Hearing Site: St. Louis, MO
Checkmark Icon$5,600

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