24-00972 | 11/26/2024 | Claimant(s): Fred Huecker, Susan Huecker Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Lawrence Nagel, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, John O. Lukanski Arbitrator(s): George G. Kurschner Hearing Site: Louisville, KY
| | $26,156 |
22-00320 | 11/22/2024 | Claimant(s): Todd Mercer Claimant Lawyers(s): Michael Liftik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart Roberts Arbitrator(s): F. Bradford Johnson Hearing Site: Louisville, KY
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22-01664 | 11/22/2024 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): Daniella Rand Respondent Lawyers(s): Daniella R. Rand Arbitrator(s): Anita Rae Shapiro, Martin Laeuchli, Edward B. Lozowicki Hearing Site: San Francisco, CA
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23-02946 | 11/19/2024 | Claimant(s): Robin Brubacher Claimant Lawyers(s): William E. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA
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22-02533 | 10/22/2024 | Claimant(s): Bruce Gallagher, Kathleen Gallagher, on behalf of his IRA, on behalf of her IRA, Bruce and Kathleen Gallagher, jointly Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Richard S. Zaifert, David M. Snyder, Carolyn E. Moore Hearing Site: Tampa, FL
| | Expungement |
23-01559 | 10/11/2024 | Claimant(s): Tyler Hanson, Raymond David Hanson Residuary Trust Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sara Soto Arbitrator(s): Thomas R. Dreiling, James E. Bartels, Dianna J. Caley Hearing Site: Seattle, WA
| | $0 |
22-02857 | 10/07/2024 | Claimant(s): David Wojcik, David R. Wojcik IRA Claimant Lawyers(s): Chase Carlson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Josette Belvedere, Marcia Bonita Gevers, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | Expungement |
23-01314 | 09/19/2024 | Claimant(s): Vincent Ambroselli Claimant Lawyers(s): Austin Davis Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY
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22-00485 | 09/17/2024 | Claimant(s): Robert Dunlap Individually & Trustee, Dunlap Exploration., Robert Dunlap, Jr. Trust U/A DTD 2/16/95 Claimant Lawyers(s): David Clouston Respondent(s): Cass Jenkins, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Kenneth R. Hanks, Andrea U. Calve, Gary Ricardo Clayton Hearing Site: Dallas, TX
| | Expungement |
23-02709 | 09/06/2024 | Claimant(s): Anthony Jezek Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Kathryn D. Perreault Arbitrator(s): Joseph Neal Richardson Hearing Site: Oklahoma City, OK
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