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FINRA Awards for Joseph J. Dougherty

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0294611/19/2024Claimant(s): Robin Brubacher
Claimant Lawyers(s): William E. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA

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