Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01176 | 03/22/2024 | Claimant(s): Matthew Larson Claimant Lawyers(s): Craig A. Riha Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | ||
| 23-02309 | 12/12/2023 | Claimant(s): John Loughran Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | ||
| 22-01280 | 02/06/2023 | Claimant(s): Billy Wong Claimant Lawyers(s): Billy Wong Respondent(s): Shearman, Ralston Inc. Respondent Lawyers(s): Douglas P. Ralston Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou Hearing Site: New York, NY | ||
| 20-01821 | 10/25/2022 | Claimant(s): Kirk Katzburg Claimant Lawyers(s): Richard L. Herzfeld Respondent(s): Frank Masiello, Thea D'Adamo, Trademas Inc. Respondent Lawyers(s): George Brunelle, Robert A. Giacovas Arbitrator(s): Jill Pilgrim, Anna M. Fanelli, Joseph M. Buffone Hearing Site: New York, NY | ||
| 20-03103 | 09/26/2022 | Claimant(s): Stephen Kiront Claimant Lawyers(s): John Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | ||
| 20-03766 | 09/23/2021 | Claimant(s): Christopher Bond Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Steven J. Petrie, Anna M. Fanelli, Royce Russell Hearing Site: New York, NY | ||
| 20-03759 | 04/09/2021 | Claimant(s): Wolfgang Kotzur Claimant Lawyers(s): Wolfgang Kotzur Respondent(s): Joseph Steward Respondent Lawyers(s): Joseph Jemel Steward Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY |  | $0 |
| 20-01646 | 11/24/2020 | Claimant(s): Arthur Hombach Claimant Lawyers(s): Robert D. Loventhal Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Anna M. Fanelli Hearing Site: Albany, NY | | $0 |
| 20-01052 | 11/12/2020 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Timothy Treble Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | ||
| 17-00688 | 01/06/2020 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): William Hood Respondent Lawyers(s): Kevin S. Reed Arbitrator(s): Kenneth Diamond, Anna M. Fanelli, Robert E. Anderson Hearing Site: New York, NY |