| 23-00431 | 11/04/2024 | Claimant(s): Douglas Collins, Marie Collins
Claimant Lawyers(s): Noam Greenspan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Daniel R. Korb Jr.
Arbitrator(s): Anna M. Fanelli, Edward Carrasco, Kevin Kanesaka
Hearing Site: New York, NY
|  | $0 |
| 24-00236 | 09/26/2024 | Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Kausmeier
Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders
Hearing Site: Tampa, FL
| | |
| 23-01314 | 09/19/2024 | Claimant(s): Vincent Ambroselli
Claimant Lawyers(s): Austin Davis
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | |
| 23-01176 | 03/22/2024 | Claimant(s): Matthew Larson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | |
| 23-02309 | 12/12/2023 | Claimant(s): John Loughran
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | |
| 22-01280 | 02/06/2023 | Claimant(s): Billy Wong
Claimant Lawyers(s): Billy Wong
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou
Hearing Site: New York, NY
| | |
| 20-01821 | 10/25/2022 | Claimant(s): Kirk Katzburg
Claimant Lawyers(s): Richard L. Herzfeld
Respondent(s): Frank Masiello, Thea D'Adamo, Trademas Inc.
Respondent Lawyers(s): George Brunelle, Robert A. Giacovas
Arbitrator(s): Jill Pilgrim, Anna M. Fanelli, Joseph M. Buffone
Hearing Site: New York, NY
| | |
| 20-03103 | 09/26/2022 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | |
| 20-03766 | 09/23/2021 | Claimant(s): Christopher Bond
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Steven J. Petrie, Anna M. Fanelli, Royce Russell
Hearing Site: New York, NY
| | |
| 20-03759 | 04/09/2021 | Claimant(s): Wolfgang Kotzur
Claimant Lawyers(s): Wolfgang Kotzur
Respondent(s): Joseph Steward
Respondent Lawyers(s): Joseph Jemel Steward
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | $0 |
