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FINRA Awards for Douglas P. Ralston

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0128002/06/2023Claimant(s): Billy Wong
Claimant Lawyers(s): Billy Wong
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou
Hearing Site: New York, NY
17-0315705/15/2018Claimant(s): Evelyn Capone, Evelyn A. Capone 1997 Trust
Claimant Lawyers(s): Ronald Capone
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$163

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