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FINRA Awards for Ralston Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0128002/06/2023Claimant(s): Billy Wong
Claimant Lawyers(s): Billy Wong
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou
Hearing Site: New York, NY
17-0315705/15/2018Claimant(s): Evelyn Capone, Evelyn A. Capone 1997 Trust
Claimant Lawyers(s): Ronald Capone
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$163
11-0031104/16/2012Claimant(s): Shearman, Ralston Inc.
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): John B. Morgan, Fred Shinagel, Anthony Charles Ginetto
Hearing Site: New York, NY

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