| 22-01280 | 02/06/2023 | Claimant(s): Billy Wong
Claimant Lawyers(s): Billy Wong
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou
Hearing Site: New York, NY
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| 19-00388 | 08/26/2022 | Claimant(s): Jeffrey May
Claimant Lawyers(s): John A. Coleman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Pamela H Roderick, Lisa Lograno, Denise C. Sagua
Hearing Site: New York, NY
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| 20-00495 | 11/22/2021 | Claimant(s): Barry Price
Claimant Lawyers(s): Kim L. Michael
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lisa Lograno, Clive I. Morrick, Robert N. Fass
Hearing Site: New York, NY
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| 16-00114 | 06/14/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Marc Karetsky
Respondent Lawyers(s): Michael Mui
Arbitrator(s): David I. Goldblatt, Lisa Lograno, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
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| 13-00609 | 02/03/2015 | Claimant(s): Rafael Diamond
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): Richard W. Cutler, Lisa Lograno, Sandra Holtzman
Hearing Site: New York, NY
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| 12-04263 | 02/12/2014 | Claimant(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Mischler Financial Group.
Respondent Lawyers(s): Sylvia Scott
Arbitrator(s): Charles L. Henderson, Robert I. Adler, Lisa Lograno
Hearing Site: New York, NY
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