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FINRA Awards for Denise C. Sagua

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0023708/18/2023Claimant(s): Christopher Ortiz
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelyn A. Levy, Jeanne M. Keefe, Denise Sagua
Hearing Site: New York, NY
22-0081811/21/2022Claimant(s): Christopher Bice
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua
Hearing Site: New York, NY
19-0038808/26/2022Claimant(s): Jeffrey May
Claimant Lawyers(s): John A. Coleman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Pamela H Roderick, Lisa Lograno, Denise C. Sagua
Hearing Site: New York, NY

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