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FINRA Awards for Judith E. Gross

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0066502/02/2024Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal
Hearing Site: New York, NY
22-0081811/21/2022Claimant(s): Christopher Bice
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua
Hearing Site: New York, NY

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