| 23-02860 | 08/30/2024 | Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 23-01024 | 08/26/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities.
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Paul C. Kurland, Adam J. Ciffone, Melnia Annero Cordis
Hearing Site: New York, NY
| | |
| 23-02510 | 08/23/2024 | Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 23-02172 | 08/19/2024 | Claimant(s): Neil Engel
Claimant Lawyers(s): Lars Soreide
Respondent(s): Citigroup Global Markets., Thomas Tibaldi
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
|  | Expungement |
| 23-02513 | 08/16/2024 | Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 22-00809 | 08/16/2024 | Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 24-00496 | 08/14/2024 | Claimant(s): Hiive Markets Limited
Claimant Lawyers(s): Marc M. Yenicag
Respondent(s): Nextgentech Investments LLC
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | $95,500 |
| 23-02933 | 08/13/2024 | Claimant(s): Peter Mamais
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
| | |
| 23-02731 | 08/09/2024 | Claimant(s): Morris Murciano
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | |
| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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