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FINRA Awards for Nicolas Smoller

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0202111/18/2024Claimant(s): Nicolas Smoller
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas A. Linthorst
Arbitrator(s): Steven Gary Leventhal, John Warner Lowe, Daniel Louis Cevallos
Hearing Site: New York, NY

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