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FINRA Awards for Alexandros Diplas

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0150611/15/2024Claimant(s): Richard Rubin
Claimant Lawyers(s): David Vermont
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alexandros Diplas
Arbitrator(s): Lynne M. Reid-McQueen, Mitchell H Rubinstein, Peter D.C. Mason
Hearing Site: New York, NY
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23-0141711/21/2023Claimant(s): Charles Natt
Claimant Lawyers(s): Adam Kauff
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alexandros Diplas
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY

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