| 23-03640 | 10/11/2024 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Katherine Hendricks, Susan C Lushing, Robert Dean McKinley
Hearing Site: Los Angeles, CA
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| 23-02989 | 10/07/2024 | Claimant(s): Gregory Bodkin, Jerry Bileski
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC
Respondent Lawyers(s): Jamie J. Worden
Arbitrator(s): Susan C Lushing, Ellyn S. Roth, Alejandro Santana
Hearing Site: New York, NY
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| 21-00336 | 02/20/2024 | Claimant(s): Edward Winston
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz
Hearing Site: New York, NY
|  | $0 |
| 23-01417 | 11/21/2023 | Claimant(s): Charles Natt
Claimant Lawyers(s): Adam Kauff
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alexandros Diplas
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 23-01147 | 11/08/2023 | Claimant(s): Ryan Wroblewski
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 23-00715 | 08/16/2023 | Claimant(s): Hector Gongora
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Byron Crowe
Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos
Hearing Site: New York, NY
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| 22-02915 | 08/11/2023 | Claimant(s): Joshua Lercher
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 22-02376 | 05/24/2023 | Claimant(s): Rajiv Sharma
Claimant Lawyers(s): Rajiv Narendrakumar Sharma
Respondent(s): Melissa Campbell
Respondent Lawyers(s): Melissa Leigh Campbell
Arbitrator(s): Susan C Lushing, April D. Bowie, Michael J. Perinelli
Hearing Site: New York, NY
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| 19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin
Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz
Hearing Site: New York, NY
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| 21-01124 | 12/30/2021 | Claimant(s): Dao Phan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WMA Securities.
Respondent Lawyers(s): Clive Slovin
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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