Potomac Analytics' Logo

FINRA Awards for J.P. Morgan Securities

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 287 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0309711/26/2024Claimant(s): Lisa Lighthipe-Hinz
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Ashley Lucile Belleau, Keely D. Parr, Daniel James Kortum
Hearing Site: Los Angeles, CA
23-0312811/26/2024Claimant(s): Jane Cao
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Los Angeles, CA
22-0120711/11/2024Claimant(s): Birchwood Resources., Detroit Street Partners.
Claimant Lawyers(s): Jason J. Kane
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Richard J. Lawrence, Mark J. Loewenstein, Robert M. Fusfeld
Hearing Site: Denver, CO
Checkmark IconExpungement
24-0113311/05/2024Claimant(s): Alfred Bunge
Claimant Lawyers(s): Ronald J. Tomassi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Steven R. Rolnick, Lawrence R. Mills, Neil Harvey Smith
Hearing Site: Boca Raton, FL
24-0085110/30/2024Claimant(s): Jasmine Abouzied
Claimant Lawyers(s): Michael A. Gross
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson A. Terrell
Arbitrator(s): Stuart Sinai, Peter A. Goldman, Jane C. Carney
Hearing Site: New York, NY
23-0059110/28/2024Claimant(s): Jerome Huddleston, Jerome Huddleston IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas James Hirsch, Shaquana Ellison
Hearing Site: Atlanta, GA
Checkmark IconExpungement
23-0256210/10/2024Claimant(s): Christopher Alvarez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Karen Roberts Washington, Chermaine Nkomo, Tricia R DeLeon
Hearing Site: Dallas, TX
23-0229109/06/2024Claimant(s): Brendan Poole
Claimant Lawyers(s): Peter Lindholm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Sara S. Dorland
Arbitrator(s): Cherie S. Lewis
Hearing Site: Los Angeles, CA
23-0237309/03/2024Claimant(s): Edi Pouldar, Robert Pouldar
Claimant Lawyers(s): Kevin Pouldar
Respondent(s): Akiva Fialkoff, J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
23-0334808/01/2024Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA

287 Results

Display: