Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02373 | 09/03/2024 | Claimant(s): Edi Pouldar, Robert Pouldar Claimant Lawyers(s): Kevin Pouldar Respondent(s): Akiva Fialkoff, J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA |  | Expungement |
| 23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero Claimant Lawyers(s): Michael C. Bixby Respondent(s): LPL Financial LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | Expungement |
| 23-02242 | 02/12/2024 | Claimant(s): Jonathan Socha Claimant Lawyers(s): Jonathan Socha Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Andrew M. Mintzer Hearing Site: Denver, CO | | $0 |
| 23-01374 | 01/11/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 23-01085 | 01/02/2024 | Claimant(s): Luis Espinoza Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Ameriprise Financial Services., FFEC Wealth Partners LLC Respondent Lawyers(s): Howard Klausmeier, Patrick W. Kelly Arbitrator(s): Michael W. Burnett, Andrew M. Mintzer, Stephen Howard Marcus Hearing Site: Los Angeles, CA | ||
| 22-00309 | 02/15/2023 | Claimant(s): Lei Wang Claimant Lawyers(s): Lei Wang Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mario H. Metzger, Andrew M. Mintzer, Barry D. Kaye Hearing Site: Los Angeles, CA | | $40,375 |
| 21-00942 | 12/02/2022 | Claimant(s): Steven Daily Claimant Lawyers(s): Steven R. Daily Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | | $0 |
| 22-00021 | 07/11/2022 | Claimant(s): John Bowers Claimant Lawyers(s): Zachary Morse Respondent(s): Gold Coast Securities. Respondent Lawyers(s): Tae P. Ho Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 21-01115 | 12/09/2021 | Claimant(s): Laura Chao Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 21-01167 | 10/15/2021 | Claimant(s): Karl Pettijohn Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha Parrish Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA |