Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-03059 | 08/05/2022 | Claimant(s): Robert Wolfe Claimant Lawyers(s): Benjamin Winograd Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Diane M. Perry Hearing Site: Boca Raton, FL | ||
| 21-02461 | 07/27/2022 | Claimant(s): Patrick Lam Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Minnie Loo Hearing Site: San Francisco, CA | ||
| 20-03047 | 03/18/2022 | Claimant(s): Robert Krieger Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A Pizzitola Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 21-01895 | 03/02/2022 | Claimant(s): Larry Law Claimant Lawyers(s): Benjamin Winograd Respondent(s): JRL Capital Corporation Respondent Lawyers(s): L.R. Law Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-01554 | 01/18/2022 | Claimant(s): Yulia Kalk Claimant Lawyers(s): Benjamin Winograd Respondent(s): 1st Discount Brokerage. Respondent Lawyers(s): Nicky Cheng Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 21-01115 | 12/09/2021 | Claimant(s): Laura Chao Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 21-00869 | 11/17/2021 | Claimant(s): Zachary Stuart Claimant Lawyers(s): Benjamin Winograd Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Edward A. Trabin Hearing Site: Los Angeles, CA | ||
| 20-02960 | 09/03/2021 | Claimant(s): Devinder Karir Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 20-03046 | 08/25/2021 | Claimant(s): Corey Daniel Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia Cowart Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 20-02810 | 08/09/2021 | Claimant(s): Brannan Vaughan Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA |