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FINRA Awards for Robert D. Sussin

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Displaying 10 out of 92 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0080310/24/2024Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L Hendrickson
Respondent(s): Gregg Whelan
Respondent Lawyers(s): Austin Davis
Arbitrator(s): Robert D. Sussin, Jeffrey L. Malek, Anna Marie Turco
Hearing Site: Los Angeles, CA
23-0289309/13/2024Claimant(s): Howard Hsieh
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
24-0101909/09/2024Claimant(s): Rimma Yuryeva
Claimant Lawyers(s): Leon Ozeran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0318808/14/2024Claimant(s): David Moran, David Moran on behalf of his IRA account
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Robert D. Sussin, Joseph Alfred Davis, Howard Clark Posner
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
23-0288807/15/2024Claimant(s): Clayton Gibson
Claimant Lawyers(s): Alex Padla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
13-0327507/10/2024Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): James Dryden
Respondent Lawyers(s): Deborah A. Klar
Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Frank Centofanti
Hearing Site: Los Angeles, CA
23-0292106/10/2024Claimant(s): Jesus Quezada
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Regulus Financial Group
Respondent Lawyers(s): Wendy Clarke
Arbitrator(s): Robert D. Sussin, Noel Harvey Applebaum, Alan Stanley Petlak
Hearing Site: Los Angeles, CA
24-0009105/24/2024Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Zachary Taylor
Respondent Lawyers(s): Zachary Ellis Taylor
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
23-0146603/28/2024Claimant(s): Jeffrey Beaulieu
Claimant Lawyers(s): William Bean
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
23-0175501/29/2024Claimant(s): Bryan Wilczewski
Claimant Lawyers(s): George C. Miller
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA

92 Results

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