Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03188 | 08/14/2024 | Claimant(s): David Moran, David Moran on behalf of his IRA account Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Robert D. Sussin, Joseph Alfred Davis, Howard Clark Posner Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |
| 23-01281 | 07/26/2024 | Claimant(s): John Loyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-01708 | 11/16/2023 | Claimant(s): Kelly Morris Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-01166 | 06/05/2023 | Claimant(s): Timothy Hladik Claimant Lawyers(s): Adam J. Weinstein Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Edward W. Morris, Peter M Cosel, Jud Perkins Hearing Site: Providence, RI | | Dissmissed by Rule 12206/12504 |
| 22-02074 | 05/23/2023 | Claimant(s): Jason Hawke Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): LPL Financial LLC, J. P. Turner & Company LLC Respondent Lawyers(s): David Feldstein, Kelsey Vasko Arbitrator(s): Daniel M. Yamshon Hearing Site: Boise, ID | ||
| 22-01753 | 01/27/2023 | Claimant(s): Don Rudolph Claimant Lawyers(s): James P. Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Michael J. Ahlstrom, Michael J. Pasquale, Paul Nicholas Inserra Hearing Site: Raleigh, NC | ||
| 22-00522 | 11/28/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 22-00709 | 11/07/2022 | Claimant(s): Robert Krieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 22-00543 | 10/14/2022 | Claimant(s): Joseph Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY |