| 23-03005 | 06/07/2024 | Claimant(s): Wade Papapanagiotu
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Sandra J. Mullings, Clive I. Morrick, Kristoffer B. Mack
Hearing Site: New York, NY
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| 23-01042 | 04/24/2024 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi
Hearing Site: New York, NY
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| 23-02382 | 02/05/2024 | Claimant(s): Alexander Williams, Peter Rukeyser
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
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| 22-02264 | 09/28/2023 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick
Hearing Site: New York, NY
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| 22-01555 | 03/16/2023 | Claimant(s): Jeffrey Weiner
Claimant Lawyers(s): Brian Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David Sorokoff, Clive I. Morrick, Andrew Robert Kosloff
Hearing Site: New York, NY
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| 21-02638 | 11/08/2022 | Claimant(s): Jeffrey Filone
Claimant Lawyers(s): David Gehn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Antoinette E. La Belle, Clive I. Morrick, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
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| 22-00709 | 11/07/2022 | Claimant(s): Robert Krieger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
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| 21-02415 | 04/20/2022 | Claimant(s): Stephen Giannantonio
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Aegis Capital Corp., Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Kevin Meade
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
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| 20-00495 | 11/22/2021 | Claimant(s): Barry Price
Claimant Lawyers(s): Kim L. Michael
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lisa Lograno, Clive I. Morrick, Robert N. Fass
Hearing Site: New York, NY
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| 18-02273 | 08/10/2021 | Claimant(s): Thomas Devane
Claimant Lawyers(s): James Halter
Respondent(s): Joseph Gawronski, Vikas Shah, Rosenblatt Securities Inc., Rossoff & Co. LLC
Respondent Lawyers(s): Andrew J. Goodman, Kate E. DiGeronimo
Arbitrator(s): Terrance J. Nolan, Keith Roberts, Clive I. Morrick
Hearing Site: New York, NY
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