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FINRA Awards for Alexander Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0238202/05/2024Claimant(s): Alexander Williams, Peter Rukeyser
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
06-0408002/08/2008Claimant(s): Alexander Williams, Alma Finch, Berry Rover, Carlton Phillips, Curtis Barnes, Delie Anthony, Delores Perry, Dora Williams, Eddie Cooper, Excell Finch, Linda Durham, Mamie Cooper, Odell Knight, Rita Harris, Robert Beamon, Rokisha Simrel, Ruby Arrington, Ruth Beamon, Samuel Harrell, Shirley Davis, et al
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Zeb E. Barnhardt, Thomas C. Borthwick, Harold G. Koger
Hearing Site: Raleigh, NC
Checkmark Icon$667,720

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