| 13-02402 | 03/05/2014 | Claimant(s): Douglas Mesimer
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Carroll Carson, Summit Brokerage Services.
Respondent Lawyers(s): Michael J. Lang
Arbitrator(s): Harold G. Koger
Hearing Site: Columbia, SC
|  | $20,300 |
| 10-02585 | 05/04/2011 | Claimant(s): Gerald Patera
Claimant Lawyers(s): J. Anthony Penry
Respondent(s): Seaboard Securities.
Respondent Lawyers(s): Anthony J. Digiovanni
Arbitrator(s): Roy J. Baroff, Harold G. Koger, Karen J. Montgomery
Hearing Site: Raleigh, NC
| | $120,300 |
| 09-03557 | 10/14/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Paul Callander
Respondent Lawyers(s): Wendy L. Wilkie
Arbitrator(s): Harold G. Koger
Hearing Site: Columbia, SC
| | |
| 06-04080 | 02/08/2008 | Claimant(s): Alexander Williams, Alma Finch, Berry Rover, Carlton Phillips, Curtis Barnes, Delie Anthony, Delores Perry, Dora Williams, Eddie Cooper, Excell Finch, Linda Durham, Mamie Cooper, Odell Knight, Rita Harris, Robert Beamon, Rokisha Simrel, Ruby Arrington, Ruth Beamon, Samuel Harrell, Shirley Davis, et al
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Zeb E. Barnhardt, Thomas C. Borthwick, Harold G. Koger
Hearing Site: Raleigh, NC
| | $667,720 |
